Issuer Issue Location Issue Type Total No. of Units/Shares Minimum Investment Units/Shares Minimum Investment Value   Offer End Date Action  
Ᾱporo Iti Orchard LP Wholesale Hawke's Bay Agriculture Issue 1,290 Units 10 NZD 100,000.00 13/12/2019
CFML Mortgage Fund Auckland Managed Investment Scheme Open Fund 20,000 NZD 20,000.00 Open

Issuer Issue Location Issue Type Quantity on Offer Offer Price   Offer End Date Highest Bid Lowest Bid No. of Bids Action  
Provida Portfolio Scheme Wholesale Commercial Property 1 Units NZD 52,500.00 22/11/2019 NZD 50,000.00 NZD 50,000.00 1
LLP Investments LP Southland Agriculture Issue 20,000 Units NZD 14,000.00 27/11/2019 0
HLP Investments LP Canterbury Agriculture Issue 20,000 Units NZD 17,000.00 30/11/2019 0
Oxford Victoria Scheme Canterbury Commercial Property 1 Units NZD 53,000.00 23/12/2019 NZD 50,000.00 NZD 50,000.00 1
PRD Investments Canterbury Agriculture Issue 20,000 Units NZD 17,000.00 31/12/2019 0
GCF Investments Southland Agriculture Issue 20,000 Units NZD 15,000.00 31/12/2019 0
PRD Investments Canterbury Agriculture Issue 40,000 Units NZD 32,000.00 31/12/2019 0

Issue Issue Type Sector Transaction Size Minimum Investment Size Action  
Container Door Limited Wholesale Private Equity   NZD 1,000,000.00 NZD 100,000.00
Puro New Zealand Wholesale Private Equity Horticulture NZD 2,000,000.00 NZD 50,000.00
Nasdaq Private Placement - Therapeutics Wholesale Early Stage Capital Technology USD 15,000,000.00 USD 50,000.00
Impossible Foods Wholesale Early Stage Capital Diversified USD 4,000,000.00 USD 50,000.00
SETEK Therapeutics Wholesale Private Equity Agri-Tech NZD 2,000,000.00 NZD 50,000.00
Wairarapa Group Forest Investment Managed Investment Scheme Forestry NZD 4,600,000.00 NZD 10,189.00
Ngatawhai Group Forest Investment Managed Investment Scheme Forestry NZD 2,917,800.00 NZD 9,726.00
Next Farm Wholesale Early Stage Capital Agri-Tech NZD 500,000.00 NZD 50,000.00